Compliance Officer

Job reference
1440A065
Location
Malta, Malta
Start date
To be arranged
Sector(s)
Compliance jobs
Contract type(s)
Full time
Salary
£25,000-£40,000
Date posted
07/11/2019

Compliance Officer

Malta

€Negotiable depending on experience with relocation package and benefits.

My client is a successful FCA registered financial planning and tax consultancy with established operations throughout Europe and the UK.  You will be responsible for the performance of  the compliance monitoring programme for the company, for the reviewing of new client reports and responding to client complaints and for one-off compliance / regulatory projects.

Key responsibilities will include:-

 

  • Implementing controls in order to prevent money laundering & assisting in the taking on of new clients and their screening process.
  • Undertaking case checks , review of personalised client advisory letters prior to them being issued by the business to clients or prospective clients.
  • Monitoring, recording and dealing with complaints & performing work towards any regulatory reporting – FATCA and CRS.
  • Design, prepare and review any regular and ad-hoc reports and management information statistics for senior management and supporting the Head of Compliance and / or the Compliance Manager in drafting and maintaining corporate governance

You should be well educated ideally to degree level or equivalent and have experience in a similar post in compliance in financial services sector within an IFA or similar wealth advisory operation. You will be knowledgeable of pensions and investment planning and ideally have the Diploma or progressing with a qualification in compliance, regulation and / or AML and Financial Crime & Diploma  in financial services, law or regulation.

Ref: 5051

Recruitment Connection
Company
Recruitment Connection
Website
http://www.recruitment-connection.co.uk
Phone
01372 237058