Compliance Analyst

Job reference
12799868
Location
Horsham, West Sussex, United Kingdom
Start date
To be arranged
Sector(s)
Compliance jobs
Contract type(s)
Full time
Salary
£25,000-£30,000
Date posted
27/11/2018

Compliance Analyst

£25000 to £30,000 + benefits

West Sussex

A key role that is to provide assurance, advice and guidance to the business in regards to the UK and EU regulatory system with the firms client on-line platform.

  • You will undertake compliance monitoring across the company’s platform, quality reviewing all areas of the business, including analysis, communication, resolution process and record retention.
  • Conducting case reviews and complete enhanced due diligence and monitoring processes, including risk assessments.
  • First line escalation point for compliance queries (including AML referrals).
  • Planning and ownership of projects and ad-hoc tasks as required by management.

You will need:-

  • Good knowledge of FCA rules and their interpretation/application.
  • Good knowledge retail investments, savings and pensions.
  • Ability to communicate with others confidently whilst remaining flexible/adaptable.

Ref: 4976

Recruitment Connection
Company
Recruitment Connection
Website
http://www.recruitment-connection.co.uk
Phone
01372 237058